DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WILLIAM BLAIR & COMPANY L.L.C.
CHICAGO, IL | NORTHFIELD, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WILLIAM BLAIR & COMPANY L.L.C. | Bd affiliated wealth | May 4, 2016 | n/a | yes | CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|NORTHFIELD, IL | Current employment |
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Apr 24, 2009 | May 11, 2016 | no | CHICAGO, IL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Apr 27, 2009 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Apr 22, 2002 | Jul 1, 2003 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | WILLIAM BLAIR & COMPANY L.L.C. | May 11, 2016 | May 4, 2016 | -7 | Firm change | Other |
| WELLS FARGO ADVISORS | ROBERT W. BAIRD & CO. INCORPORATED | Apr 27, 2009 | Apr 24, 2009 | -3 | Firm change | Other |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |