DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
LINCOLNSHIRE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Apr 25, 2013 | n/a | yes | LINCOLNSHIRE, IL | Current employment |
| G•• F•••••••• A•••••••• I••• | Former SEC adviser | Jan 6, 2011 | May 1, 2013 | no | LAKE FOREST, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G•• F•••••••• A•••••••• I••• | L•• F•••••••• L•• | May 1, 2013 | Apr 25, 2013 | -6 | Firm change | Other |
| W•••• F•••• A••••••• | G•• F•••••••• A•••••••• I••• | Dec 9, 2010 | Jan 6, 2011 |
| W•••• F•••• A••••••• | Wirehouse | Jan 1, 2008 | Dec 9, 2010 | no | LAKE FOREST, IL | Previous registration |
| A• G• E•••••• • S•••• I••• | n/a | Jan 3, 2001 | Jan 1, 2008 | no | LAKE FOREST, IL|LAKE FOREST, IL|ST. LOUIS, MO | Previous registration |
| 28 |
| Firm change |
| Other |
| A• G• E•••••• • S•••• I••• | W•••• F•••• A••••••• | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |