This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ESI FINANCIAL ADVISORS

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Dec 14, 2024

First registration

Jun 19, 2025

Dual registered

yes, broker-dealer

Other names

KaDedrick Richardson|Ka'Dedrick Richardson|Ka'Dedrick Richardson|Ka'Dedrick Richardson|KD Richardson

IAPD individual key

7679473

• Occurred

  Apr 15, 2026
  Advisor changed firm

  Ka Dedrick Richardson left Mml Investors Services, Llc for Esi Financial Advisors (registered 2026-06-22)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:07adf62e-5253-242b-0327-b39a0e512f72

First observed

Jun 19, 2025

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.