DFX Intelligence

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RIA / WealthAdvisorChartered Financial Analyst19 years in industry

STEPHEN THOMAS SIMS

Advisor at BRAEMONT CAPITAL

Charlotte, NC | DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:07b5bb2d-cbf0-ace5-9799-54997fbf2884

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Jan 5, 2021 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Stephen Sims

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BRAEMONT CAPITAL
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 12, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Analyst
Exams: S66|S63
First exam: Jul 12, 2007
First registration: Jan 5, 2021
Dual registered: no
Other names: STEPHEN THOMAS SIMS|Stephen Sims
IAPD individual key: 5362317

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BRAEMONT CAPITAL	Asset manager	Oct 26, 2021	n/a	yes	DALLAS, TX\|Charlotte, NC	Current employment
NEW REPUBLIC PARTNERS	Mixed wealth	Jan 5, 2021	Oct 31, 2021	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEW REPUBLIC PARTNERS	BRAEMONT CAPITAL	Oct 31, 2021	Oct 26, 2021	-5	Firm change	Other

Relationships

Registered with (2)

→ BRAEMONT CAPITALRegistered adviserregistration: current employment
Oct 26, 2021 to presentfactForm ADV
→ NEW REPUBLIC PARTNERSRegistered adviserregistration: previous registration
Jan 5, 2021 to Oct 31, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:07b5bb2d-cbf0-ace5-9799-54997fbf2884
First observed: Jan 5, 2021
Last observed: Sep 15, 2026 3 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STEPHEN THOMAS SIMS

Advisor at BRAEMONT CAPITAL

Charlotte, NC | DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:07b5bb2d-cbf0-ace5-9799-54997fbf2884

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:56 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

BRAEMONT CAPITAL

Asset manager

Oct 26, 2021

n/a

yes

DALLAS, TX|Charlotte, NC

Current employment

NEW REPUBLIC PARTNERS

Mixed wealth

Jan 5, 2021

Oct 31, 2021

CHARLOTTE, NC

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

NEW REPUBLIC PARTNERS

BRAEMONT CAPITAL

Oct 31, 2021

Oct 26, 2021

-5

Firm change

Other