DFX Intelligence

A••••• L• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

A••••• L• M•••••••

Advisor at M••••••• T••••• C••••••

••• Locked

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Search this name across graphsid dfx:ria:07d1029c-f189-67ec-4890-fe7897507e02

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 1, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• T••••• C••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• T••••• C••••••	State registered	Aug 7, 2026	n/a	yes	Bolingbrook, IL\|BOCA RATON, FL\|Chicago, IL\|Oak Brook, IL	Current employment
O••••••••• S••••••••• I•••	Bd affiliated wealth	Oct 1, 2024	Aug 21, 2026	no	INDIANAPOLIS, IN\|Lisle, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• S••••••••• I•••	M••••••• T••••• C••••••	Aug 21, 2026	Aug 7, 2026	-14	Firm change	Ibd to state RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
4173:342921:IL:2026-08-21	Aug 21, 2026	Aug 7, 2026	LISLE, IL	Firm change

Relationships

Registered with (2)

→ M••••••• T••••• C••••••Registered adviserregistration: current employment
Aug 7, 2026 to presentfactForm ADV
→ O••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 1, 2024 to Aug 21, 2026factForm ADV

Dated events

Occurred
Aug 21, 2026
Advisor changed firm
A••••• L• M••••••• left O••••••••• S••••••••• I••• for M••••••• T••••• C•••••• (registered 2026-08-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:07d1029c-f189-67ec-4890-fe7897507e02
First observed: Oct 1, 2024
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.