DFX Intelligence

F••••• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

F••••• K•••••••••

Advisor at S•••••• F••••••••

EMERYVILLE, CA

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Search this name across graphsid dfx:ria:07d7c38a-9566-28bd-ad87-7a57e7390b53

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 9, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• F••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• F••••••••	State registered	Jan 25, 2008	n/a	yes	EMERYVILLE, CA	Current employment
W•••••• • R•••	Former SEC adviser	Dec 9, 2004	Jan 2, 2008	no	RALEIGH, NC\|RALEIGH, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	S•••••• F••••••••	Jan 2, 2008	Jan 25, 2008	23	Firm change	Other

Relationships

Registered with (2)

→ S•••••• F••••••••Registered adviserregistration: current employment
Jan 25, 2008 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Dec 9, 2004 to Jan 2, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:07d7c38a-9566-28bd-ad87-7a57e7390b53
First observed: Dec 9, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.