DFX Intelligence

J•••••• M•••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

J•••••• M•••••• P••••••

Advisor at C••••••• P••••••• I••••••••• A•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:07e0a54b-f1ad-2515-cd71-2b72ed9fb0b9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 15, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P••••••• I••••••••• A•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jun 8, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P••••••• I••••••••• A•••••••• L••	I•••••••••_MANAGER	Jan 30, 2008	n/a	yes	NEWPORT BEACH, CA\|West Palm Beach, FL	Current employment
M•• S••••••••• L••	Former SEC adviser	Dec 15, 2005	Jul 13, 2007	no	SUNRISE, FL\|SUNRISE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• S••••••••• L••	C••••••• P••••••• I••••••••• A•••••••• L••	Jul 13, 2007	Jan 30, 2008	201	Firm change	Other

Relationships

Registered with (2)

→ C••••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 30, 2008 to presentfactForm ADV
→ M•• S••••••••• L••Registered adviserregistration: previous registration
Dec 15, 2005 to Jul 13, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:07e0a54b-f1ad-2515-cd71-2b72ed9fb0b9
First observed: Dec 15, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.