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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

John Robert Morris

Advisor at JANNEY MONTGOMERY SCOTT LLC

Jupiter, FL | Bedminster, NJ

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Search this name across graphsid dfx:ria:07f4ec49-8a39-833b-45bb-af4e8627ca46

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 14, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JANNEY MONTGOMERY SCOTT LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 27, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Feb 27, 1989
First registration: Nov 14, 2002
Dual registered: yes, broker-dealer
Other names: JOHN ROBERT MORRIS
IAPD individual key: 1903657

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Apr 1, 2022	n/a	yes	Jupiter, FL\|Bedminster, NJ	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	May 13, 2011	Apr 12, 2022	no	Warren, NJ	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jun 6, 2011	no	BEDMINSTER, NJ	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jan 27, 2006	Jun 1, 2009	no	BEDMINSTER, NJ	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 14, 2002	Jan 30, 2006	no	WARREN, NJ\|WARREN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	JANNEY MONTGOMERY SCOTT LLC	Apr 12, 2022	Apr 1, 2022	-11	Firm change	Wirehouse to ibd
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Jun 6, 2011	May 13, 2011	-24	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	CITIGROUP GLOBAL MARKETS INC.	Jan 30, 2006	Jan 27, 2006	-3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8174:463:NJ:2022-04-12	Apr 12, 2022	Apr 1, 2022	WARREN, NJ	Firm change

Relationships

Registered with (5)

→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: current employment
Apr 1, 2022 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
May 13, 2011 to Apr 12, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jun 6, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jan 27, 2006 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 14, 2002 to Jan 30, 2006factForm ADV

Dated events

Occurred
Apr 12, 2022
Advisor changed firm
John Robert Morris left Ubs Financial Services Inc. for Janney Montgomery Scott Llc (registered 2022-04-01)
Form ADVobserved 3 days ago