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Advisor at CETERA INVESTMENT ADVISERS LLC
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jul 25, 2025 | n/a | yes | CHARLOTTE, NC | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | May 16, 2022 | Jul 29, 2025 | no | Charlotte, NC|CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | CETERA INVESTMENT ADVISERS LLC | Jul 29, 2025 | Jul 25, 2025 | -4 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10409:105644:NC:2025-07-29 | Jul 29, 2025 | Jul 25, 2025 | CHARLOTTE, NC | Firm change |