DFX Intelligence

G••• S••••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner44 years in industry

G••• S••••• R••••••••

Advisor at P••••••• A••••••••• L••

Huntington Woods, MI | BIRMINGHAM, MI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 29, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 7, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• A••••••••• L••	Independent wealth	Dec 11, 2025	n/a	yes	Huntington Woods, MI\|BIRMINGHAM, MI	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Jul 29, 2011	Jun 8, 2023	no	W. BLOOMFIELD, MI\|GROSSE POINTE FARMS, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	P••••••• A••••••••• L••	Jun 8, 2023	Dec 11, 2025	917	Firm change after gap	Ibd to RIA

Relationships

Registered with (2)

→ P••••••• A••••••••• L••Registered adviserregistration: current employment
Dec 11, 2025 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Jul 29, 2011 to Jun 8, 2023factForm ADV

Dated events

Order

Occurred
8 Jun 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 29, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.