DFX Intelligence
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Reading the graph
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Advisor at R••••• W• B•••• • C•• I•••••••••
GREEN BAY, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R••••• W• B•••• • C•• I••••••••• | Mixed wealth | Sep 4, 2024 | n/a | yes | GREEN BAY, WI | Current employment |
| S•••••• B••• • W••• I••••••••• C•••••• I•• | Independent wealth | Sep 25, 2023 | Aug 28, 2024 | no | NEENAH, WI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••• B••• • W••• I••••••••• C•••••• I•• | R••••• W• B•••• • C•• I••••••••• | Aug 28, 2024 | Sep 4, 2024 | 7 | Firm change | RIA to RIA |
| R••••• W• B•••• • C•• I••••••••• | S•••••• B••• • W••• I••••••••• C•••••• I•• | Jun 23, 2023 | Sep 25, 2023 |
| R••••• W• B•••• • C•• I••••••••• | Mixed wealth | Mar 12, 2008 | Jun 23, 2023 | no | GREEN BAY, WI|MILWAUKEE, WI|MILWAUKEE, WI | Previous registration |
| 94 |
| Firm change |
| RIA to RIA |