C•••••••• C•••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

SEATTLE, WA | LAKE OSWEGO, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 15, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 13, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Feb 24, 2017	n/a	yes	SEATTLE, WA\|LAKE OSWEGO, OR	Current employment
S•••••• P••••••• I••••••••• S••••••••• L••	Former SEC adviser	Sep 8, 2015	Feb 15, 2017	no	PORTLAND, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• P••••••• I••••••••• S••••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Feb 15, 2017	Feb 24, 2017	9	Firm change	Other
L•• F•••••••• L••	S•••••• P••••••• I••••••••• S••••••••• L••	Sep 9, 2015	Sep 8, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
1254:7691:OR:2017-02-15	Feb 15, 2017	Feb 24, 2017	PORTLAND, OR	Firm change
6413:1254:OR:2015-09-09	Sep 9, 2015	Sep 8, 2015	PORTLAND, OR	Firm change

Relationships

Registered with (5)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Feb 24, 2017 to presentfactForm ADV
→ S•••••• P••••••• I••••••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 8, 2015 to Feb 15, 2017factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 21, 2011 to Sep 9, 2015factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 15, 2010
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.