First seen by DFX
Sep 17, 2026
date not stated
Hannah Caroline Osland no longer holds an investment adviser registration (last listed at Merrill Lynch, Pierce, Fenner & Smith Incorporated on the 2026-09-16 feed)
First seen by DFX
Sep 17, 2026
date not stated
Sean Michael Tariche no longer holds an investment adviser registration (last listed at Merrill Lynch, Pierce, Fenner & Smith Incorporated on the 2026-09-16 feed)
First seen by DFX
Sep 17, 2026
date not stated
Alexander Faerman no longer holds an investment adviser registration (last listed at Merrill Lynch, Pierce, Fenner & Smith Incorporated on the 2026-09-16 feed)
First seen by DFX
Sep 17, 2026
date not stated
Mohamed Nasser Hamada no longer holds an investment adviser registration (last listed at Merrill Lynch, Pierce, Fenner & Smith Incorporated on the 2026-09-16 feed)
Ian A Yi registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
William M Gomolinski added a RI registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Michael J Layton registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Isaiah T Jackson registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jessie C Sims added a MD registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
John Peterson registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Chas M Elliott registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Ana Laurence Orriols added a NY registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Maria P Duarte Gaitan registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Antonio Joseph Bugli registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
First seen by DFX
Sep 16, 2026
date not stated
Caleb John Cavazos no longer holds an investment adviser registration (last listed at Merrill Lynch, Pierce, Fenner & Smith Incorporated on the 2026-09-15 feed)
First seen by DFX
Sep 16, 2026
date not stated
Ciro M Iovine no longer holds an investment adviser registration (last listed at Merrill Lynch, Pierce, Fenner & Smith Incorporated on the 2026-09-15 feed)
First seen by DFX
Sep 16, 2026
date not stated
David Biggs no longer holds an investment adviser registration (last listed at Merrill Lynch, Pierce, Fenner & Smith Incorporated on the 2026-09-15 feed)
First seen by DFX
Sep 16, 2026
date not stated
Phoebe E Peck no longer holds an investment adviser registration (last listed at Merrill Lynch, Pierce, Fenner & Smith Incorporated on the 2026-09-15 feed)
First seen by DFX
Sep 16, 2026
date not stated
Luis Hernan Granados Gomez no longer holds an investment adviser registration (last listed at Merrill Lynch, Pierce, Fenner & Smith Incorporated on the 2026-09-15 feed)
First seen by DFX
Sep 16, 2026
date not stated
Jenna Suzanne Kleine no longer holds an investment adviser registration (last listed at Merrill Lynch, Pierce, Fenner & Smith Incorporated on the 2026-09-15 feed)
First seen by DFX
Sep 16, 2026
date not stated
Christopher J White no longer holds an investment adviser registration (last listed at Merrill Lynch, Pierce, Fenner & Smith Incorporated on the 2026-09-15 feed)
Tara Juliette Kravas registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Colby Winston Brookfield registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
James Layton Jones registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Cody Eugene Hayworth registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Patrick Murray added a FL registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Winston Banks registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Anne Walsh Fallon added a NJ registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Oluwaseun Ndubisi Abiona registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Anthony A Carpentieri added a NJ registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Troy Jefferson Fletcher added a TX registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jessica Claire Bradshaw registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Xinyi Xia added a KY registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Durrell Javon Noel added a CA registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Scott Blakney added a TX registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Luke Smith registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Mark Andrew Brookfield added a FL registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Leo Allan Lasky added a TX registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Irosca Sofia Prado Jarquin registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated