DFX Intelligence

T•••••• E••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

T•••••• E••••• R•••••

Advisor at A••••••• S•••••••• G••••

EVERGREEN, CO | PLYMOUTH, MN

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Search this name across graphsid dfx:ria:080b0c74-9769-31c4-8a8e-e0395f450e5a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 17, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• S•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 22, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• S•••••••• G••••	Independent wealth	Jul 1, 2026	n/a	yes	PLYMOUTH, MN\|EVERGREEN, CO	Current employment
A•••• W••••• M••••••••• L••	Independent wealth	Jul 19, 2023	Jul 2, 2026	no	SCOTTSDALE, AZ\|OMAHA, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• W••••• M••••••••• L••	A••••••• S•••••••• G••••	Jul 2, 2026	Jul 1, 2026	-1	Firm change	RIA to RIA
S••• F•••••••• S•••••••• I•••	A•••• W••••• M••••••••• L••	Mar 15, 2023	Jul 19, 2023

Relationships

Registered with (4)

→ A••••••• S•••••••• G••••Registered adviserregistration: current employment
Jul 1, 2026 to presentfactForm ADV
→ A•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 19, 2023 to Jul 2, 2026factForm ADV
→ S••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 17, 2012 to Mar 15, 2023factForm ADV
→ T•••• E•• F•••••••• L••Registered adviser

Dated events

Occurred
Jul 2, 2026
Advisor changed firm
T•••••• E••••• R••••• left A•••• W••••• M••••••••• L•• for A••••••• S•••••••• G•••• (registered 2026-07-01)
Form ADVobserved 7 days ago
Occurred
Mar 15, 2023
Advisor changed firm
T•••••• E••••• R••••• left S••• F•••••••• S•••••••• I••• for A•••• W••••• M••••••••• L•• (registered 2023-07-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:080b0c74-9769-31c4-8a8e-e0395f450e5a
First observed: Jul 17, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.