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Advisor at MORGAN STANLEY
Sandy, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Sep 5, 2023 | n/a | yes | Sandy, UT | Current employment |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Apr 10, 2018 | Sep 5, 2023 | no | Sandy, UT|ARLINGTON, VA | Previous registration |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Aug 30, 2013 | Mar 18, 2018 | no | SALT LAKE CITY, UT|SALT LAKE CITY, UT | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Aug 2, 2010 | Nov 8, 2010 | no | SALT LAKE CITY, UT | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Jul 30, 2001 | Aug 25, 2009 | no | SALT LAKE CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E*TRADE CAPITAL MANAGEMENT, LLC | MORGAN STANLEY | Sep 5, 2023 | Sep 5, 2023 | 0 | Bulk transfer | RIA to wirehouse |
| ADVICE AND PLANNING SERVICES | E*TRADE CAPITAL MANAGEMENT, LLC | Mar 18, 2018 | Apr 10, 2018 | 23 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | ADVICE AND PLANNING SERVICES | Nov 8, 2010 | Aug 30, 2013 | 1,026 | Firm change after gap | Other |
| STRATEGIC ADVISERS LLC | WELLS FARGO INVESTMENTS, LLC | Aug 25, 2009 | Aug 2, 2010 | 342 | Firm change | Other |