This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

TD PRIVATE CLIENT WEALTH LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 26, 2007earliest registration or exam on IAPD

Years in industry

18derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

5

Exams

S65|S63

First exam

Nov 26, 2007

First registration

Jun 9, 2021

Dual registered

yes, broker-dealer

Other names

ETHAN GOODMAN|ETHAN JEFFREY GOODMAN

IAPD individual key

5441790

• Occurred

  May 8, 2025
  Advisor changed firm

  Ethan Jeffrey Goodman left Wells Fargo Advisors for Td Private Client Wealth Llc (registered 2025-05-16)

  Form ADVobserved 5 days ago
• Occurred

  Mar 6, 2024
  Advisor changed firm

  Ethan Jeffrey Goodman left Mml Investors Services, Llc for Wells Fargo Advisors (registered 2024-03-18)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:080d2988-ae9b-100f-a149-17a6e2f220da

First observed

Jun 9, 2021

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.