DFX Intelligence

V•••••• F•••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

V•••••• F•••••• C••••

Advisor at A••••• F•••••••• P•••••••• I•••

Schaumburg, IL | DOWNERS GROVE, IL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 12, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• F•••••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 3, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• F•••••••• P•••••••• I•••	Independent wealth	Sep 22, 2015	n/a	yes	Schaumburg, IL\|DOWNERS GROVE, IL	Current employment
C••••••••• S••••••••• L••	Independent wealth	May 20, 2014	Oct 6, 2015	no	ARLINGTON HEIGHTS, IL\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• S••••••••• L••	A••••• F•••••••• P•••••••• I•••	Oct 6, 2015	Sep 22, 2015	-14	Firm change	Other
C•••• C•••••• S••••••••• L•••	C••••••••• S••••••••• L••	Oct 2, 2015	May 20, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
140379:7995:KS:2015-10-06	Oct 6, 2015	Sep 22, 2015	OVERLAND PARK, KS	Firm change
6312:140379:IL:2015-10-02	Oct 2, 2015	May 20, 2014	ARLINGTON HEIGHTS, IL	Firm change after gap

Relationships

Registered with (3)

→ A••••• F•••••••• P•••••••• I•••Registered adviserregistration: current employment
Sep 22, 2015 to presentfactForm ADV
→ C••••••••• S••••••••• L••Registered adviserregistration: previous registration
May 20, 2014 to Oct 6, 2015factForm ADV
→ C•••• C•••••• S••••••••• L•••Registered adviserregistration: previous registration
Aug 12, 2013 to Oct 2, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 12, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.