DFX Intelligence

T••••• J•••• I••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner30 years in industry

T••••• J•••• I••••

Advisor at C•••••• G•••• I••••••••• L••

Agoura Hills, CA

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Search this name across graphsid dfx:ria:081ad779-cb54-f4b9-90d3-c0a0e1d99732

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 18, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• G•••• I••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 10, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• G•••• I••••••••• L••	State registered	Sep 3, 2025	n/a	yes	Agoura Hills, CA	Current employment
R• S•••••• F••••••••• L••	n/a	Mar 8, 2012	Dec 11, 2023	no	FRESNO, CA\|Agoura Hills, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R• S•••••• F••••••••• L••	C•••••• G•••• I••••••••• L••	Dec 11, 2023	Sep 3, 2025	632	Firm change after gap	Other
T••••••••• W•••••	R• S•••••• F••••••••• L••	Mar 14, 2012	Mar 8, 2012

Relationships

Registered with (4)

→ C•••••• G•••• I••••••••• L••Registered adviserregistration: current employment
Sep 3, 2025 to presentfactForm ADV
→ R• S•••••• F••••••••• L••Registered adviserregistration: previous registration
Mar 8, 2012 to Dec 11, 2023factForm ADV
→ T••••••••• W•••••Registered adviserregistration: previous registration
Aug 21, 2007 to Mar 14, 2012factForm ADV
→ S•••••••• A••••••• L••Registered adviser

Dated events

Occurred
Dec 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:081ad779-cb54-f4b9-90d3-c0a0e1d99732
First observed: Sep 18, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.