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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

HUSAM BORABY

Advisor at SCHWAB WEALTH ADVISORY, INC.

Indianapolis, IN

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Search this name across graphsid dfx:ria:081b80ce-3a29-8322-b6cd-c6497a8c0570

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 7, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jun 16, 2014
First registration: Sep 7, 2017
Dual registered: yes, broker-dealer
Other names: Sam Boraby|HUSAM A BORABY|Husam Adeb Boraby
IAPD individual key: 6249592

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jan 5, 2026	n/a	yes	Indianapolis, IN	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Dec 1, 2025	no	TOLEDO, OH\|PERRYSBURG, OH\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Aug 29, 2024	Mar 31, 2025	no	ANN ARBOR, MI	Previous registration
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jun 26, 2018	Aug 3, 2024	no	INDIANAPOLIS, IN	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 7, 2017	Jun 26, 2018	no	Phoenix, AZ\|Webster, TX\|Houston, TX\|Indianapolis, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	SCHWAB WEALTH ADVISORY, INC.	Dec 1, 2025	Jan 5, 2026	35	Firm change	Other
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
SCHWAB WEALTH ADVISORY, INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Aug 3, 2024	Aug 29, 2024	26	Firm change	Other
CHARLES SCHWAB & CO., INC.	SCHWAB WEALTH ADVISORY, INC.	Jun 26, 2018	Jun 26, 2018	0	Channel change	Ibd to ibd

Relationships

Registered with (4)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Jun 26, 2018 to Aug 3, 2024factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Dec 1, 2025factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Aug 29, 2024 to Mar 31, 2025factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Sep 7, 2017 to Jun 26, 2018factForm ADV

Dated events

Occurred
Dec 1, 2025
Advisor changed firm
Husam Boraby left Strategic Advisers Llc for Schwab Wealth Advisory, Inc. (registered 2026-01-05)
Form ADVobserved 6 days ago
Occurred
Aug 3, 2024
Advisor changed firm
Husam Boraby left Schwab Wealth Advisory, Inc. for Fidelity Personal And Workplace Advisors (registered 2024-08-29)
Form ADVobserved 6 days ago