DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
OXFORD, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 26, 2024 | n/a | yes | OXFORD, MI | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Oct 12, 2016 | no | CLARKSTON, MI | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jun 12, 2006 | Oct 1, 2012 | no | ORION TOWNSHIP, MI|OXFORD, MI|CHICAGO, IL|OXFORD, MI|UTICA, MI|CLARKSTON, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | LPL FINANCIAL LLC | Oct 12, 2016 | Nov 26, 2024 | 2,967 | Firm change after gap | Wirehouse to ibd |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |