This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

FIFTH THIRD SECURITIES, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 27, 2002earliest registration or exam on IAPD

Years in industry

23derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Dec 27, 2002

First registration

Oct 10, 2019

Dual registered

yes, broker-dealer

IAPD individual key

4456283

• Occurred

  Sep 8, 2023
  Advisor changed firm

  Erick Primero left Spc for Fifth Third Securities, Inc. (registered 2024-02-12)

  Form ADVobserved 5 days ago
• Occurred

  Apr 21, 2023
  Advisor changed firm

  Erick Primero left Fifth Third Securities, Inc. for Spc (registered 2023-04-13)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0821c811-09b8-4a0d-aabe-833f3d528c20

First observed

Oct 10, 2019

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.