DFX Intelligence

I•••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

I•••• I•••

CRD 124337

PLYMOUTH, MI

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Search this name across graphsid dfx:ria:0824471b-3b72-6ec0-ff91-8100af572039

Data as of Jun 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 1
Observed: Feb 27, 2012 to Jun 17, 2026
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

I•••• I•••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.02 fund_share=0.0 institutional_share=0.78 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.7B••• Locked
Discretionary RAUM: $1.6B
Private client RAUM: $58.0Mderived••• Locked
Private client share: 2%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $885Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S•••• P••••• L••••••	Chartered Financial Analyst	PLYMOUTH, MI	16	37	n/a	no
S••••• J••• C••••••	Chartered Financial Analyst	PLYMOUTH, MI	16	31

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• S•••••• J•••	VICE PRESIDENT	Na	yes	10/1995	Feb 27, 2012	Mar 27, 2024
L••••••• S••••• P•••••	President	E	yes	08/1995	Feb 27, 2012	Mar 27, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.7B	$2.2B	18.6%	$1.8B	13.5%	3	3	0	0

Relationships

Registered with (3)

← N••• K• P••••Advisorregistration: current employment
Mar 21, 2023 to presentfactForm ADV
← S••••• J••• C••••••Advisorregistration: current employment
Feb 12, 2010 to presentfactForm ADV
← S•••• P••••• L••••••Advisorregistration: current employment
Nov 30, 2009 to presentfactForm ADV

Controls (3)

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0824471b-3b72-6ec0-ff91-8100af572039
First observed: Feb 27, 2012
Last observed: Jun 17, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.