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Advisor at HSBC SECURITIES (USA) INC.
South Miami, FL | Miami, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Jun 8, 2015 | n/a | yes | South Miami, FL|Miami, FL | Current employment |
| SABADELL SECURITIES USA, INC. | n/a | Nov 16, 2010 | May 4, 2015 | no | MIAMI, FL|CORAL GABLES, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Sep 28, 2009 | no | Coral Gables, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 21, 2008 | Jun 1, 2009 | no | CORAL GABLES, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SABADELL SECURITIES USA, INC. | HSBC SECURITIES (USA) INC. | May 4, 2015 | Jun 8, 2015 | 35 | Firm change | Other |
| MORGAN STANLEY | SABADELL SECURITIES USA, INC. | Sep 28, 2009 | Nov 16, 2010 | 414 | Firm change after gap | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |