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H•••• A••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

H•••• A••••• W••••••

Advisor at C••••••• C•••••• A•••• M••••••••• L••

GREENSBORO, NC

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Search this name across graphsid dfx:ria:08279bda-4aab-0cf2-7d94-5cbcc6d118f1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• C•••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 23, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• C•••••• A•••• M••••••••• L••	Independent wealth	Jul 22, 2014	n/a	yes	GREENSBORO, NC	Current employment
M••••• S••••••	Wirehouse	Jun 1, 2009	Jun 10, 2014	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	C••••••• C•••••• A•••• M••••••••• L••	Jun 10, 2014	Jul 22, 2014	42	Firm change	Wirehouse to RIA
C•••••••• G••••• M•••••• I•••	M••••• S••••••	Jun 1, 2009

Relationships

Registered with (4)

→ C••••••• C•••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jul 22, 2014 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Jun 10, 2014factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Feb 28, 2003 to Jun 1, 2009factForm ADV
→ P••••••••• E••••• G••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08279bda-4aab-0cf2-7d94-5cbcc6d118f1
First observed: Dec 31, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.