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A•••••••• M•••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

A•••••••• M•••••• A••••

Advisor at A•••• F•••••••• C•••••••• L••

SEATTLE, WA

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Search this name across graphsid dfx:ria:08282034-7233-e517-6ab1-80389dcc8c68

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 25, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• F•••••••• C•••••••• L••
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 12, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• F•••••••• C•••••••• L••	Former SEC adviser	Aug 5, 2005	n/a	yes	SEATTLE, WA	Current employment
M•• A••••••• F•••••••• M••••••••• I•••	Former SEC adviser	Jan 13, 2005	Jan 28, 2008	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•• A••••••• F•••••••• M••••••••• I•••	A•••• F•••••••• C•••••••• L••	Jan 28, 2008	Aug 5, 2005	-906	Firm change after gap	Other
W•••• F•••• A•••••••	M•• A••••••• F•••••••• M••••••••• I•••	Jan 13, 2005

Relationships

Registered with (3)

→ A•••• F•••••••• C•••••••• L••Registered adviserregistration: current employment
Aug 5, 2005 to presentfactForm ADV
→ M•• A••••••• F•••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 13, 2005 to Jan 28, 2008factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 25, 1999 to Jan 13, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08282034-7233-e517-6ab1-80389dcc8c68
First observed: Jan 25, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.