DFX Intelligence

N•••••• S••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

N•••••• S••••• G••••••

Advisor at M••••• F••••• O•••••

Denver, CO | ST LOUIS, MO

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Search this name across graphsid dfx:ria:082c2c27-938d-fcab-9b22-10d448021ca0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 12, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• F••••• O•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• F••••• O•••••	Independent wealth	Jul 13, 2026	n/a	yes	Denver, CO\|ST LOUIS, MO	Current employment
I•• W••••• M••••••••• L••	Former SEC adviser	Sep 21, 2023	Jul 8, 2026	no	DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•• W••••• M••••••••• L••	M••••• F••••• O•••••	Jul 8, 2026	Jul 13, 2026	5	Firm change	RIA to RIA
B•••• S•••• G••••• L••	I•• W••••• M••••••••• L••	Apr 8, 2022	Sep 21, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
136314:106806:CO:2026-07-08	Jul 8, 2026	Jul 13, 2026	DENVER, CO	Firm change

Relationships

Registered with (4)

→ M••••• F••••• O•••••Registered adviserregistration: current employment
Jul 13, 2026 to presentfactForm ADV
→ I•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 21, 2023 to Jul 8, 2026factForm ADV
→ B•••• S•••• G••••• L••Registered adviserregistration: previous registration
Jul 2, 2019 to Apr 8, 2022factForm ADV
→ P••••••• C•••••• A••••••• C•••••••••

Dated events

Occurred
Jul 8, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 8, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:082c2c27-938d-fcab-9b22-10d448021ca0
First observed: May 12, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.