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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Wesley Chapel, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Dec 7, 2015 | n/a | yes | Wesley Chapel, FL|Wesley Chapel, FL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Dec 7, 2015 | no | ZEPHYRHILLS, FL|LAND O'LAKES, FL | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Sep 25, 2003 | Jan 1, 2008 | no | ZEPHYRHILLS, FL|ZEPHYRHILLS, FL|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Dec 7, 2015 | Dec 7, 2015 | 0 | Firm change | Wirehouse to ibd |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:705:FL:2015-12-07 | Dec 7, 2015 | Dec 7, 2015 | LAND OLAKES, FL | Firm change |