DFX Intelligence

M•••••• A•• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

M•••••• A•• K•••••

Advisor at C•••••••

Bellevue, WA

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Search this name across graphsid dfx:ria:08332f14-edf2-7076-0664-c08beaae9faf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 21, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Apr 10, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Dec 7, 2023	n/a	yes	Bellevue, WA	Current employment
T•••••• F••••••••	Former SEC adviser	Dec 6, 2017	Mar 28, 2024	no	BELLEVUE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••• F••••••••	C•••••••	Mar 28, 2024	Dec 7, 2023	-112	Firm change after gap	Other
K•• F•••••••• S•••••••• I••	T•••••• F••••••••	Jan 8, 2016	Dec 6, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
148866:175112:WA:2024-03-28	Mar 28, 2024	Dec 7, 2023	BELLEVUE, WA	Firm change after gap

Relationships

Registered with (4)

→ C•••••••Registered adviserregistration: current employment
Dec 7, 2023 to presentfactForm ADV
→ T•••••• F••••••••Registered adviserregistration: previous registration
Dec 6, 2017 to Mar 28, 2024factForm ADV
→ K•• F•••••••• S•••••••• I••Registered adviserregistration: previous registration
Jul 7, 2014 to Jan 8, 2016factForm ADV
→ E••••• J••••

Dated events

Occurred
Mar 28, 2024
Advisor changed firm
M•••••• A•• K••••• left T•••••• F•••••••• for Captrust (registered 2023-12-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08332f14-edf2-7076-0664-c08beaae9faf
First observed: May 21, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.