DFX Intelligence

C••••••••• M•••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

C••••••••• M•••••• C•••••

Advisor at V•••••• W••••• P•••••••• L••

Austin, TX | SAN MATEO, CA

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Search this name across graphsid dfx:ria:083c9fff-178b-9ce3-80c4-a36b10d9523c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 29, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 3, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••••• W••••• P•••••••• L••	Independent wealth	Apr 16, 2022	n/a	yes	SAN MATEO, CA\|Austin, TX	Current employment
G••••••• I••••••••• L••	Former SEC adviser	Jun 18, 2013	Dec 31, 2017	no	JERSEY CITY, NJ\|ANAHEIM, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• I••••••••• L••	V•••••• W••••• P•••••••• L••	Dec 31, 2017	Apr 16, 2022	1,567	Firm change after gap	Other
C•••••••• G••••• M•••••• I•••	G••••••• I••••••••• L••	Apr 10, 2013	Jun 18, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
146382:312247:CA:2017-12-31	Dec 31, 2017	Apr 16, 2022	ANAHEIM, CA	Firm change after gap

Relationships

Registered with (3)

→ V•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Apr 16, 2022 to presentfactForm ADV
→ G••••••• I••••••••• L••Registered adviserregistration: previous registration
Jun 18, 2013 to Dec 31, 2017factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Sep 29, 2010 to Apr 10, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:083c9fff-178b-9ce3-80c4-a36b10d9523c
First observed: Sep 29, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.