DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

CHRISTOPHER LEE ADAJAR

Advisor at LPL FINANCIAL LLC

LA JOLLA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:083e6dbe-eb03-5576-3c41-1ef7696b6f3a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 4, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 24, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 24, 2001
First registration: Mar 4, 2002
Dual registered: yes, broker-dealer
Other names: CHRIS ADAJAR
IAPD individual key: 4298267

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 8, 2019	n/a	yes	LA JOLLA, CA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	May 10, 2019	no	SAN DIEGO, CA\|SAN DIEGO, CA\|CHULA VISTA, CA\|NATIONAL CITY, CA\|SAN DIEGO, CA\|CHULA VISTA, CA\|SAN DIEGO, CA\|SAN DIEGO, CA\|SAN DIEGO, CA\|CHULA VISTA, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Nov 6, 2009	Jan 3, 2011	no	NATIONAL CITY, CA\|SAN DIEGO, CA\|CHULA VISTA, CA\|SAN DIEGO, CA\|CHULA VISTA, CA\|SAN DIEGO, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 2, 2009	Nov 9, 2009	no	IMPERIAL BEACH, CA\|CHULA VISTA, CA\|SPRING VALLEY, CA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Nov 7, 2002	May 2, 2009	no	SPRING VALLEY, CA\|NATIONAL CITY, CA\|SAN YSIDRO, CA\|CHULA VISTA, CA\|CALEXICO, CA\|EL CENTRO, CA\|SPRING VALLEY, CA\|SAN DIEGO, CA\|SAN DIEGO, CA\|CHULA VISTA, CA\|BONITA, CA\|CHULA VISTA, CA\|CHULA VISTA, CA\|IMPERIAL BEACH, CA\|CHULA VISTA, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Mar 4, 2002	Oct 29, 2002	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	May 10, 2019	May 8, 2019	-2	Firm change	Wirehouse to RIA
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
CHASE INVESTMENT SERVICES CORP.	WELLS FARGO INVESTMENTS, LLC	Nov 9, 2009	Nov 6, 2009	-3	Firm change	Other
WAMU INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	May 2, 2009	May 2, 2009	0	Bulk transfer	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	WAMU INVESTMENTS, INC.	Oct 29, 2002	Nov 7, 2002	9	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:6413:CA:2019-05-06	May 10, 2019	May 8, 2019	CHULA VISTA, CA	Firm change

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 8, 2019 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to May 10, 2019factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Nov 6, 2009 to Jan 3, 2011factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 2, 2009 to Nov 9, 2009factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Nov 7, 2002 to May 2, 2009factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Mar 4, 2002 to Oct 29, 2002factForm ADV

Dated events

No dated event names this entity yet.