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Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
INDIANAPOLIS, IN | Richmond, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jun 23, 2010 | n/a | yes | INDIANAPOLIS, IN|Richmond, IN | Current employment |
| A. G. EDWARDS & SONS, INC. | n/a | Jun 10, 2004 | Mar 17, 2006 | no | RICHMOND, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A. G. EDWARDS & SONS, INC. | RAYMOND JAMES & ASSOCIATES, INC. | Mar 17, 2006 | Jun 23, 2010 | 1,559 | Firm change after gap | Other |