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Advisor at LPL FINANCIAL LLC
ALBUQUERQUE, NM
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 11, 2026 | n/a | yes | ALBUQUERQUE, NM | Current employment |
| MORGAN STANLEY | Wirehouse | Jul 28, 2022 | May 12, 2026 | no | Albuquerque, NM | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 20, 2020 | Dec 21, 2020 | no | ALBUQUERQUE, NM | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | LPL FINANCIAL LLC | May 12, 2026 | Jun 11, 2026 | 30 | Firm change | Wirehouse to ibd |
| LPL FINANCIAL LLC | MORGAN STANLEY | Dec 21, 2020 | Jul 28, 2022 | 584 | Firm change after gap | Ibd to wirehouse |