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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

AMERICAFIRST CAPITAL MANAGEMENT, LLC

AMERICA FIRST CAPITAL MANAGEMENT, LLC, CRD 152248

GRANITE BAY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:085bdacf-c5a6-8b38-5d0a-7f1ae27d9e96

Data as of Apr 1, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Dec 12, 2011 to Apr 1, 2021
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $30.7MItem 5.F on the latest filing (2021-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $30.7M
Private client RAUM: $3.8MderivedItem 5.D individuals plus high net worth individuals
Private client share: 12%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 4
High net worth clients: 3
SEC number: 801-67636
CRD: 152248
Filings on the tape: 35
First filed: Dec 12, 2011
Latest filed: Apr 1, 2021
Organised: Limited Liability Company, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CLARK, ROBERT, LEE	Member	B	yes	01/2009	Dec 12, 2011	Apr 1, 2021
GONSALVES, RICK, ALLAN	CEO / PRESIDENT / EXECUTIVE REPRESENTATIVE / MEMBER	C	yes	02/2007	Dec 12, 2011	Apr 1, 2021
ROACH, ROBERT, GARFIELD	CHIEF COMPLIANCE OFFICER	Na	yes	09/2020	Mar 30, 2012	Apr 1, 2021
GONSALVES, LAURENCE, ALLAN	VP CUSTOMER RELATIONS	Na	no	08/2016	Aug 16, 2016	Apr 1, 2021
MCGAUGHY FAMILY TRUST	Member	A	no	02/2007	Dec 12, 2011	Apr 1, 2021
MCGAUGHY, JAMES, MICHAEL	Trustee	C	no	02/1997	Dec 12, 2011	Apr 1, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AMERICAFIRST QUANTITATIVE FUNDS	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Apr 1, 2021	$30.7M	$30.7M	2	1	0	n/a	n/a
2019	May 26, 2020	$53.9M	$53.9M	2	1	0	n/a	n/a
2018	Mar 29, 2019	$59.1M	$59.1M	3	1	0	n/a	n/a
2017	Mar 15, 2018	$70.0M	$65.0M	8	3	0	n/a	n/a
2016	Mar 23, 2017	$98.0M	$93.0M	5	2	n/a	n/a	n/a
2015	Mar 31, 2016	$179M	$179M	11	2	n/a	n/a	n/a
2014	Mar 31, 2015	$222M	$222M	6	2	n/a	n/a	n/a
2013	Apr 1, 2014	$159M	$155M	8	3	n/a	n/a	n/a
2012	Apr 1, 2013	$114M	$114M	8	3	n/a	n/a	n/a
2011	Jan 23, 2012	$163M	$163M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$30.7M	$53.9M	-43.1%	$70.0M	-24.0%	2	2	0	0

Relationships

Controls (3)

← CLARK, ROBERT, LEEOwnerMEMBER, ownership code B, individual
Dec 12, 2011 to presentfactForm ADV
← GONSALVES, RICK, ALLANOwnerCEO / PRESIDENT / EXECUTIVE REPRESENTATIVE / MEMBER, ownership code C, individual
Dec 12, 2011 to presentfactForm ADV
← ROACH, ROBERT, GARFIELDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Owns (3)

← GONSALVES, LAURENCE, ALLANOwnerVP CUSTOMER RELATIONS, ownership code NA, individual
Aug 16, 2016 to presentfactForm ADV
← MCGAUGHY, JAMES, MICHAELOwnerTRUSTEE, ownership code C, individual
Dec 12, 2011 to presentfactForm ADV
← MCGAUGHY FAMILY TRUSTOwnerMEMBER, ownership code A, domestic entity
Dec 12, 2011 to presentfactForm ADV

Registered with (2)

← TODD ROBERT MARSELLAdvisorregistration: previous registration
Oct 13, 2010 to Feb 6, 2012factForm ADV
← JOSEPH GERARD MCQUAIDAdvisorregistration: previous registration
Jan 25, 2012 to Jan 27, 2012factForm ADV

Dated events

Occurred
Apr 1, 2021
Control person joined
Garfield Robert Roach (Chief Compliance Officer) appeared on Schedule A of Americafirst Capital Management, Llc
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:085bdacf-c5a6-8b38-5d0a-7f1ae27d9e96
First observed: Dec 12, 2011
Last observed: Apr 1, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AMERICAFIRST CAPITAL MANAGEMENT, LLC

AMERICA FIRST CAPITAL MANAGEMENT, LLC, CRD 152248

GRANITE BAY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:085bdacf-c5a6-8b38-5d0a-7f1ae27d9e96

Data as of Apr 1, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:01 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CLARK, ROBERT, LEE

Member

yes

01/2009

Dec 12, 2011

Apr 1, 2021

GONSALVES, RICK, ALLAN

CEO / PRESIDENT / EXECUTIVE REPRESENTATIVE / MEMBER

yes

02/2007

Dec 12, 2011

Apr 1, 2021

ROACH, ROBERT, GARFIELD

CHIEF COMPLIANCE OFFICER

yes

09/2020

Mar 30, 2012

Apr 1, 2021

GONSALVES, LAURENCE, ALLAN

VP CUSTOMER RELATIONS

08/2016

Aug 16, 2016

Apr 1, 2021

MCGAUGHY FAMILY TRUST

Member

02/2007

Dec 12, 2011

Apr 1, 2021

MCGAUGHY, JAMES, MICHAEL

Trustee

02/1997

Dec 12, 2011

Apr 1, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AMERICAFIRST QUANTITATIVE FUNDS

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Apr 1, 2021

$30.7M

n/a

2019

May 26, 2020

$53.9M

n/a

2018

Mar 29, 2019

$59.1M

n/a

2017

Mar 15, 2018

$70.0M

$65.0M

n/a

2016

Mar 23, 2017

$98.0M

$93.0M

n/a

2015

Mar 31, 2016

$179M

n/a

2014

Mar 31, 2015

$222M

n/a

2013

Apr 1, 2014

$159M

$155M

n/a

2012

Apr 1, 2013

$114M

n/a

2011

Jan 23, 2012

$163M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$30.7M

$53.9M

-43.1%

$70.0M

-24.0%