DFX Intelligence
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Reading the graph
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Advisor at D••••• W•••••• L••
Newton, MA | PALM BEACH GARDENS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D••••• W•••••• L•• | Independent wealth | Sep 27, 2023 | n/a | yes | Newton, MA|PALM BEACH GARDENS, FL | Current employment |
| J••••••• D• P•••• L•• | Former SEC adviser | Dec 4, 2007 | Oct 2, 2023 | no | NEWTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••••••• D• P•••• L•• | D••••• W•••••• L•• | Oct 2, 2023 | Sep 27, 2023 | -5 | Firm change | RIA to RIA |
| J••••••• D• P•••• L•• | Former SEC adviser | May 13, 2005 | Dec 31, 2006 | no | NEWTON, MA | Previous registration |
| J••••••• D• P•••• L•• | Former SEC adviser | Jul 9, 2004 | Dec 31, 2004 | no | WATERTOWN, MA | Previous registration |