DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Stephen R Vachon

Advisor at PLANMEMBER SECURITIES CORPORATION

OVIEDO, FL | East Providence, RI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:08626b0b-9a79-4ae2-fd6d-42db47ae18b6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 13, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PLANMEMBER SECURITIES CORPORATION
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 18, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 18, 2001
First registration: Oct 13, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 4377535

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PLANMEMBER SECURITIES CORPORATION	Independent wealth	Aug 7, 2025	n/a	yes	East Providence, RI\|OVIEDO, FL	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	Aug 8, 2025	no	East Providence, RI	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jun 9, 2021	Jun 29, 2023	no	East Providence, RI\|BEVERLY, MA	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Nov 30, 2015	Jun 9, 2021	no	East Providence, RI\|DANVERS, MA\|GRAFTON, MA\|WINDSOR, CT	Previous registration
INVESTORS CAPITAL ADVISORY	Former SEC adviser	Oct 13, 2006	Nov 30, 2015	no	BRISTOL, RI\|BRISTOL, RI\|DANVERS, MA\|LYNNFIELD, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	PLANMEMBER SECURITIES CORPORATION	Aug 8, 2025	Aug 7, 2025	-1	Firm change	Ibd to RIA
CETERA ADVISOR NETWORKS LLC	CETERA INVESTMENT ADVISERS LLC	Jun 29, 2023	Jun 29, 2023	0	Bulk transfer	Ibd to ibd
VOYA FINANCIAL ADVISORS, INC.	CETERA ADVISOR NETWORKS LLC	Jun 9, 2021	Jun 9, 2021	0	Firm change	Ibd to ibd
INVESTORS CAPITAL ADVISORY	VOYA FINANCIAL ADVISORS, INC.	Nov 30, 2015	Nov 30, 2015	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
2882:13572:CT:2021-06-09	Jun 9, 2021	Jun 9, 2021	WINDSOR, CT	Firm change
30613:2882:MA:2015-11-10	Nov 30, 2015	Nov 30, 2015	LYNNFIELD, MA	Firm change

Relationships

Registered with (5)

→ PLANMEMBER SECURITIES CORPORATIONRegistered adviserregistration: current employment
Aug 7, 2025 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jun 29, 2023 to Aug 8, 2025factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jun 9, 2021 to Jun 29, 2023factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Nov 30, 2015 to Jun 9, 2021factForm ADV
→ INVESTORS CAPITAL ADVISORYRegistered adviserregistration: previous registration
Oct 13, 2006 to Nov 30, 2015factForm ADV

Dated events

Occurred
Aug 8, 2025
Advisor changed firm
Stephen R Vachon left Cetera Investment Advisers Llc for Planmember Securities Corporation (registered 2025-08-07)
Form ADVobserved 4 days ago