B•••••••• • B•••••••• F•••••••• A••••••• I•••

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.91 fund_share=0.0 institutional_share=0.09 related_bd=true related_bank=false bd_reps=8.0

Regulatory AUM

$423M••• Locked

Discretionary RAUM

$387M

Private client RAUM

$383Mderived••• Locked

Private client share

91%derivedprivate client RAUM over total RAUM

Advisors on IAPD

8

RAUM per advisor

$52.9Mderived

• Occurred

  Jul 13, 2026
  Advisor changed firm

  Christopher Wren Coates left B•••••••• • B•••••••• F•••••••• A••••••• I••• for Swmg, Llc (registered 2026-07-08)

  Form ADVobserved 7 days ago
• Occurred

  Mar 31, 2026
  Regulatory AUM changed

  B•••••••• • B•••••••• F•••••••• A••••••• I••• reported RAUM $423.0M, up 37% from $308.5M (2025-04-01 to 2026-03-31)

  Form ADVobserved 7 days ago
  $114M
• Occurred

  Mar 27, 2019
  First Form ADV filing

  B•••••••• • B•••••••• F•••••••• A••••••• I••• filed its initial SEC registration (Form ADV)

  Form ADVobserved 7 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:08649d68-f581-68b1-254d-236e96a6e85e

First observed

Mar 27, 2019

Last observed

Mar 31, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.