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Advisor at J.P. MORGAN SECURITIES LLC
ROLLING HILLS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Mar 8, 2018 | n/a | yes | ROLLING HILLS, CA | Current employment |
| SCOTTRADE INVESTMENT MANAGEMENT | Former SEC adviser | Jan 24, 2017 | Mar 9, 2018 | no | SAINT LOUIS, MO | Previous registration |
| BMA ADVISORS, LLC | State registered | Feb 18, 2009 | Dec 10, 2015 | no | INDIO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SCOTTRADE INVESTMENT MANAGEMENT | J.P. MORGAN SECURITIES LLC | Mar 9, 2018 | Mar 8, 2018 | -1 | Firm change | Ibd to wirehouse |
| BMA ADVISORS, LLC | SCOTTRADE INVESTMENT MANAGEMENT | Dec 10, 2015 | Jan 24, 2017 | 411 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 169988:79:MO:2018-03-07 | Mar 9, 2018 | Mar 8, 2018 | SAINT LOUIS, MO | Firm change |