This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

THRIVENT INVESTMENT MANAGEMENT INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 20, 2008earliest registration or exam on IAPD

Years in industry

18derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

3

Exams

S63|S66

First exam

Aug 20, 2008

First registration

Mar 11, 2014

Dual registered

yes, broker-dealer

Other names

RAPHEAL FAIRELL|RAPHAEL JACQUIM FAIRELL|Raphael Fairell

IAPD individual key

5553556

• Occurred

  Mar 25, 2024
  Advisor changed firm

  Raphael Jacquim Fairell left Ubs Financial Services Inc. for Thrivent Investment Management Inc. (registered 2024-04-15)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0878a205-4db1-0ddc-226e-aaec4d12c9c9

First observed

Mar 11, 2014

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.