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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

ANDREW DAVID CLARK

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0878b8da-99a0-a4f6-bc02-93bfd5cffcfd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 5, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 29, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 29, 2000
First registration: Sep 5, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 4214491

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 5, 2012	n/a	yes	MUSCLE SHOALS, AL\|WINFIELD, AL\|SHEFFIELD, AL\|RUSSELVILLE, AL\|ROGERSVILLE, AL\|MUSCLE SHOALS, AL\|KILLEN, AL\|HAMILTON, AL\|HALEYVILLE, AL\|FLORENCE, AL\|FLORENCE, AL\|DOUBLE SPRINGS, AL\|CULLMAN, AL\|FLORENCE, AL\|SPRING HILL, TN\|COLUMBIA, TN	Current employment
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Sep 5, 2001	Mar 6, 2012	no	MUSCHLE SHOALS, AL\|MUSCLE SHOALS, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUNA BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	Mar 6, 2012	Mar 5, 2012	-1	Firm change	Other

Relationships

Registered with (2)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 5, 2012 to presentfactForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Sep 5, 2001 to Mar 6, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0878b8da-99a0-a4f6-bc02-93bfd5cffcfd
First observed: Sep 5, 2001
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ANDREW DAVID CLARK

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0878b8da-99a0-a4f6-bc02-93bfd5cffcfd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:02 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Mar 5, 2012

n/a

yes

Current employment

CUNA BROKERAGE SERVICES, INC.

Former SEC adviser

Sep 5, 2001

Mar 6, 2012

MUSCHLE SHOALS, AL|MUSCLE SHOALS, AL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CUNA BROKERAGE SERVICES, INC.

LPL FINANCIAL LLC

Mar 6, 2012

Mar 5, 2012

-1

Firm change

Other