DFX Intelligence

M••••••• R••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

M••••••• R••• P••••••

Advisor at S•• F•••••••• P•••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:087ee0c6-8844-cb62-fc7a-5cf07db2157c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 23, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• F•••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 23, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•• F•••••••• P•••••••• L••	Independent wealth	Apr 23, 2023	n/a	yes	NEW YORK, NY	Current employment
N••••• C•••••• M•••••••••	Independent wealth	Nov 24, 2020	Jul 21, 2021	no	CHARLOTTE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••• C•••••• M•••••••••	S•• F•••••••• P•••••••• L••	Jul 21, 2021	Apr 23, 2023	641	Firm change after gap	RIA to RIA
A••••• A•• P••••••• S•••••••	N••••• C•••••• M•••••••••	Nov 3, 2020	Nov 24, 2020

Relationships

Registered with (4)

→ S•• F•••••••• P•••••••• L••Registered adviserregistration: current employment
Apr 23, 2023 to presentfactForm ADV
→ N••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Nov 24, 2020 to Jul 21, 2021factForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
May 23, 2014 to Nov 3, 2020factForm ADV
→ P•• W••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:087ee0c6-8844-cb62-fc7a-5cf07db2157c
First observed: Dec 23, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.