DFX Intelligence

D•••• A• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

D•••• A• B•••••••

Advisor at G••••• R••••••••• P••••••• L••

SAN RAFAEL, CA | Boston, MA

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Search this name across graphsid dfx:ria:08800122-22cf-be68-9c4b-04f0d756ff71

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 24, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• R••••••••• P••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Oct 25, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• R••••••••• P••••••• L••	Institutional manager	Jul 13, 2016	n/a	yes	SAN RAFAEL, CA\|Boston, MA	Current employment
A•••• P•••••• G••••• I•••	Former SEC adviser	Sep 24, 2015	Mar 30, 2021	no	BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• P•••••• G••••• I•••	G••••• R••••••••• P••••••• L••	Mar 30, 2021	Jul 13, 2016	-1,721	Channel change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
171290:172011:MA:2021-03-30	Mar 30, 2021	Jul 13, 2016	BOSTON, MA	Firm change after gap

Relationships

Registered with (2)

→ G••••• R••••••••• P••••••• L••Registered adviserregistration: current employment
Jul 13, 2016 to presentfactForm ADV
→ A•••• P•••••• G••••• I•••Registered adviserregistration: previous registration
Sep 24, 2015 to Mar 30, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08800122-22cf-be68-9c4b-04f0d756ff71
First observed: Sep 24, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.