DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at L•• F•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jun 3, 2025 | n/a | yes | Reading, PA|SAN DIEGO, CA|READING, PA | Current employment |
| O•••• W•••••• I••• | Bd affiliated wealth | Jun 12, 2015 | Jun 11, 2025 | no | READING, PA|SCOTTSDALE, AZ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | L•• F•••••••• L•• | Jun 11, 2025 | Jun 3, 2025 | -8 | Firm change | Ibd to ibd |
| I••••••••• A••••••• A•••• M••••••••• L•• | O•••• W•••••• I••• | Jan 2, 2019 | Jun 12, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:6413:AZ:2025-06-03 | Jun 11, 2025 | Jun 3, 2025 | SCOTTSDALE, AZ | Firm change |
| I••••••••• A••••••• A•••• M••••••••• L•• | Former SEC adviser | Jan 17, 2012 | Jan 2, 2019 | no | READING, PA|EASTON, PA | Previous registration |
| I••••••••• A••••••• A•••• M••••••••• L•• | Former SEC adviser | Jun 23, 2006 | Jul 30, 2010 | no | READING, PA|EASTON, PA | Previous registration |
| -1,300 |
| Firm change after gap |
| Other |