DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

PHILIP WILLIAM WINTERS

Advisor at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

RED BANK, NJ | OLD GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:088d78bf-06c2-c5fe-7841-c53980a4cffe

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 21, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 15, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Apr 15, 1991
First registration: Apr 21, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 708128

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC	Independent wealth	Jul 11, 2021	n/a	yes	RED BANK, NJ\|OLD GREENWICH, CT	Current employment
MORGAN STANLEY	Wirehouse	Jun 28, 2010	Dec 31, 2011	no	New York, NY	Previous registration
BARCLAYS CAPITAL INC.	Former SEC adviser	Jan 21, 2009	Jul 16, 2010	no	NEW YORK, NY	Previous registration
LEHMAN BROTHERS INC.	n/a	Apr 21, 2005	Oct 15, 2008	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	ALEXANDER CAPITAL WEALTH MANAGEMENT LLC	Dec 31, 2011	Jul 11, 2021	3,480	Firm change after gap	Wirehouse to RIA
BARCLAYS CAPITAL INC.	MORGAN STANLEY	Jul 16, 2010	Jun 28, 2010	-18	Firm change	Other
LEHMAN BROTHERS INC.	BARCLAYS CAPITAL INC.	Oct 15, 2008	Jan 21, 2009	98	Bulk transfer	Other

Relationships

Registered with (4)

→ ALEXANDER CAPITAL WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Jul 11, 2021 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 28, 2010 to Dec 31, 2011factForm ADV
→ BARCLAYS CAPITAL INC.Registered adviserregistration: previous registration
Jan 21, 2009 to Jul 16, 2010factForm ADV
→ LEHMAN BROTHERS INC.Registered adviserregistration: previous registration
Apr 21, 2005 to Oct 15, 2008factForm ADV

Dated events

No dated event names this entity yet.