This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Current firm class

no raum reportedderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 1978earliest registration or exam on IAPD

Years in industry

48derivedfrom the industry start date

Years at current firm

22derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner|Chartered Financial Consultant

Exams

S63|S65

First exam

Dec 12, 1989

First registration

Oct 10, 2001

Dual registered

yes, broker-dealer

Other names

JOHN FRANKLIN JR MOORE

IAPD individual key

1122771

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0890f5d9-bf9f-eddf-973b-305d502cb2d1

First observed

Oct 10, 2001

Last observed

Sep 14, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.