DFX Intelligence

P••••• C•••••• P•••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

P••••• C•••••• P•••••••• L•

CRD 161094

GREENWICH, CT

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Search this name across graphsid dfx:ria:089bfde7-f5fa-9af6-0734-58254b6d9cba

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 1
Observed: Feb 14, 2012 to Sep 16, 2026
25 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

P••••• C•••••• P•••••••• L•

Manager of family capital · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.38 fund_share=0.49 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $167M••• Locked
Discretionary RAUM: $167M
Private client RAUM: $63.3Mderived••• Locked
Private client share: 38%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••••• S•••• C•• P•••••••• L•••	Hedge Fund	$94.1M	Mar 29, 2024	73	Feb 14, 2012	reported	021-140515
P••••• P•••••••• L•••	Hedge Fund	$50.2M	Mar 15, 2017

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• A•••••• L•••••	CHIEF COMPLIANCE OFFICER	Na	yes	12/2014	Dec 22, 2014	Mar 29, 2024
P••••• C•••••• C••••	GENERAL PARTNER	Na	yes	01/1994	Apr 10, 2012	Mar 29, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$167M	$168M	-0.8%	$160M	1.4%	3	3	0	0

Relationships

Advises (4)

→ P••••• S•••• C•• P•••••••• L•••Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ P••••• F••• L•••Private fundHedge Fund, IA, no longer reported
Feb 14, 2012 to Oct 3, 2018factForm ADV
→ P••••• P•••••••• L•••Private fundHedge Fund, IA, no longer reported
Feb 14, 2012 to Mar 15, 2017factForm ADV
→ P••••• R••••• • C••••••• F•••• L•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:089bfde7-f5fa-9af6-0734-58254b6d9cba
First observed: Feb 14, 2012
Last observed: Sep 16, 2026 6 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.