DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at APOLLON WEALTH MANAGEMENT, LLC
MOUNT PLEASANT, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| APOLLON WEALTH MANAGEMENT, LLC | Independent wealth | Feb 23, 2018 | n/a | yes | MOUNT PLEASANT, SC | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Feb 18, 2014 | Mar 5, 2018 | no | Charleston, SC | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Apr 30, 2009 | Feb 21, 2012 | no | Charleston, SC | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Jul 31, 2007 | Oct 9, 2008 | no | CHARLESTON, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | APOLLON WEALTH MANAGEMENT, LLC | Mar 5, 2018 | Feb 23, 2018 | -10 | Firm change | Other |
| NEW ENGLAND SECURITIES CORPORATION | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Oct 9, 2008 | Apr 30, 2009 | 203 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 2881:291902:SC:2018-03-05 | Mar 5, 2018 | Feb 23, 2018 | CHARLESTON, SC | Firm change |