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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLC

CRD 151765

DAVIS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:08a4f1c9-1df0-3825-11db-c6f49ab7daa6

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 6
On other graphs: 0
Observed: Jan 12, 2012 to Mar 17, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $258MItem 5.F on the latest filing (2026-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $242M
Private client RAUM: $250MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $129Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 587
Individual clients: 188
High net worth clients: 49
Custody, client assets: $12.7M
SEC number: 801-118793
CIK: 2052538
CRD: 151765
Filings on the tape: 19
First filed: Jan 12, 2012
Latest filed: Mar 17, 2026
Organised: Limited Liability Company, CA
Website: carbahalolsen.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MANUEL ALAN CARBAHAL	n/a	DAVIS, CA	16	42	n/a	no
Kurt Douglas Schrader	Certified Financial Planner	Davis, CA	8	16	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CARBAHAL, JOHN, MIKE	Member	C	yes	09/1999	Jan 12, 2012	Mar 15, 2024
CARBAHAL, MANUEL, ALAN	Member	C	yes	09/1999	Jan 12, 2012	Mar 15, 2024
Schrader, Kurt, Douglas	Member	C	yes	01/2021	Feb 3, 2021	Mar 15, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CARBAHAL & COMPANY, AN ACCOUNTANCY CORPORATION	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 17, 2026	$258M	$242M	3	1	0	n/a	n/a
2024	Mar 26, 2025	$213M	$203M	3	1	0	n/a	n/a
2023	Mar 15, 2024	$180M	$175M	4	2	0	n/a	n/a
2022	Mar 16, 2023	$153M	$148M	5	3	0	n/a	n/a
2021	Mar 15, 2022	$158M	$154M	5	3	0	n/a	n/a
2020	Mar 16, 2021	$133M	$130M	4	2	0	n/a	n/a
2011	Jan 12, 2012	$47.5M	$47.5M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$258M	$213M	21.0%	$153M	19.0%	3	3	0	0

Relationships

Registered with (4)

← Kurt Douglas SchraderAdvisorregistration: current employment
Oct 16, 2017 to presentfactForm ADV
← MANUEL ALAN CARBAHALAdvisorregistration: current employment
Jul 27, 2010 to presentfactForm ADV
← ALYSSA CWIKAdvisorregistration: previous registration
Feb 2, 2022 to Oct 18, 2022factForm ADV
← THERESA M ROBERTSAdvisorregistration: previous registration
Jul 28, 2010 to Jul 15, 2011factForm ADV

Controls (3)

← CARBAHAL, JOHN, MIKEOwnerMEMBER, ownership code C, individual
Jan 12, 2012 to Mar 15, 2024factForm ADV
← CARBAHAL, MANUEL, ALANOwnerMEMBER, ownership code C, individual
Jan 12, 2012 to Mar 15, 2024factForm ADV
← Schrader, Kurt, DouglasOwnerMEMBER, ownership code C, individual
Feb 3, 2021 to Mar 15, 2024factForm ADV

Dated events

Occurred
Mar 15, 2024
Control person left
Gene Larry Olsen (Member) no longer on Schedule A of Carbahal Olsen Financial Services Group Llc (listed 2023-03-16, absent 2024-03-15)
Form ADVobserved 5 days ago
Occurred
Dec 15, 2022
Control person joined
Gene Larry Olsen (Member) appeared on Schedule A of Carbahal Olsen Financial Services Group Llc
Form ADVobserved 5 days ago
Occurred
Oct 18, 2022
Advisor changed firm
Alyssa Cwik left Carbahal Olsen Financial Services Group Llc for Ameriprise Financial Services, Llc (registered 2023-01-27)
Form ADVobserved 5 days ago
Occurred
Mar 15, 2022
Control person left
Gene Larry Olsen (Cio & Cco) no longer on Schedule A of Carbahal Olsen Financial Services Group Llc (listed 2021-03-16, absent 2022-03-15)
Form ADVobserved 5 days ago
Occurred
Feb 3, 2021
Control person joined
Douglas Kurt Schrader (Member) appeared on Schedule A of Carbahal Olsen Financial Services Group Llc
Form ADVobserved 5 days ago
Occurred
Apr 24, 2020
First Form ADV filing
Carbahal Olsen Financial Services Group Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08a4f1c9-1df0-3825-11db-c6f49ab7daa6
First observed: Jan 12, 2012
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLC

CRD 151765

DAVIS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:08a4f1c9-1df0-3825-11db-c6f49ab7daa6

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:51 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MANUEL ALAN CARBAHAL

n/a

DAVIS, CA

n/a

Kurt Douglas Schrader

Certified Financial Planner

Davis, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CARBAHAL, JOHN, MIKE

Member

yes

09/1999

Jan 12, 2012

Mar 15, 2024

CARBAHAL, MANUEL, ALAN

Member

yes

09/1999

Jan 12, 2012

Mar 15, 2024

Schrader, Kurt, Douglas

Member

yes

01/2021

Feb 3, 2021

Mar 15, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CARBAHAL & COMPANY, AN ACCOUNTANCY CORPORATION

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 17, 2026

$258M

$242M

n/a

2024

Mar 26, 2025

$213M

$203M

n/a

2023

Mar 15, 2024

$180M

$175M

n/a

2022

Mar 16, 2023

$153M

$148M

n/a

2021

Mar 15, 2022

$158M

$154M

n/a

2020

Mar 16, 2021

$133M

$130M

n/a

2011

Jan 12, 2012

$47.5M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$258M

$213M

21.0%

$153M

19.0%