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RIA / WealthAdvisorCertified Financial Planner32 years in industry

CAROL JEAN LANE

Advisor at THE FINANCIAL RESOURCE CENTER

CARMEL, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:08a7ff86-da01-28bb-71b4-a6cb734bf9da

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 8, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE FINANCIAL RESOURCE CENTER
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 20, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: May 20, 1994
First registration: Dec 8, 1998
Dual registered: no
Other names: CAROL J LANE
IAPD individual key: 2481621

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE FINANCIAL RESOURCE CENTER	Other adviser	Dec 16, 2021	n/a	yes	CARMEL, IN	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 28, 2005	Mar 18, 2022	no	INDIANAPOLIS, IN	Previous registration
CAMBRIDGE INVESTMENT RESEARCH, INC.	n/a	Feb 28, 2005	Mar 28, 2005	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|Southport, NC	Previous registration
G & W EQUITY SALES, INC.	n/a	Dec 8, 1998	Mar 2, 2005	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	THE FINANCIAL RESOURCE CENTER	Mar 18, 2022	Dec 16, 2021	-92	Firm change after gap	Ibd to new firm
CAMBRIDGE INVESTMENT RESEARCH, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Mar 28, 2005	Mar 28, 2005	0	Bulk transfer	Other
G & W EQUITY SALES, INC.	CAMBRIDGE INVESTMENT RESEARCH, INC.	Mar 2, 2005	Feb 28, 2005	-2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134139:316747:IN:2022-03-18	Mar 18, 2022	Dec 16, 2021	INDIANAPOLIS, IN	Firm change after gap

Relationships

Registered with (4)

→ THE FINANCIAL RESOURCE CENTERRegistered adviserregistration: current employment
Dec 16, 2021 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 28, 2005 to Mar 18, 2022factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH, INC.Registered adviserregistration: previous registration
Feb 28, 2005 to Mar 28, 2005factForm ADV
→ G & W EQUITY SALES, INC.Registered adviserregistration: previous registration
Dec 8, 1998 to Mar 2, 2005factForm ADV

Dated events

Occurred
Mar 18, 2022
Advisor changed firm
Carol Jean Lane left Cambridge Investment Research Advisors, Inc. for The Financial Resource Center (registered 2021-12-16)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08a7ff86-da01-28bb-71b4-a6cb734bf9da
First observed: Dec 8, 1998
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAROL JEAN LANE

Advisor at THE FINANCIAL RESOURCE CENTER

CARMEL, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:08a7ff86-da01-28bb-71b4-a6cb734bf9da

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:24 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

THE FINANCIAL RESOURCE CENTER

Other adviser

Dec 16, 2021

n/a

yes

CARMEL, IN

Current employment

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Bd affiliated wealth

Mar 28, 2005

Mar 18, 2022

INDIANAPOLIS, IN

Previous registration

CAMBRIDGE INVESTMENT RESEARCH, INC.

n/a

Feb 28, 2005

Mar 28, 2005

INDIANAPOLIS, IN|INDIANAPOLIS, IN|Southport, NC

Previous registration

G & W EQUITY SALES, INC.

n/a

Dec 8, 1998

Mar 2, 2005

INDIANAPOLIS, IN

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

THE FINANCIAL RESOURCE CENTER

Mar 18, 2022

Dec 16, 2021

-92

Firm change after gap

Ibd to new firm

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Mar 28, 2005

Bulk transfer

Other

G & W EQUITY SALES, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

Mar 2, 2005

Feb 28, 2005

-2

Firm change

Other

Team

Left

Joined

From

Kind

134139:316747:IN:2022-03-18

Mar 18, 2022

Dec 16, 2021

INDIANAPOLIS, IN

Firm change after gap