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B•••••• A••••• O••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

B•••••• A••••• O••••

Advisor at K••••••• W••••• A•••••••• I•••••••••

EAGAN, MN

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Search this name across graphsid dfx:ria:08cb8b95-600f-50de-2393-b93491e4b1d8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 1, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••••• W••••• A•••••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 31, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
K••••••• W••••• A•••••••• I•••••••••	Independent wealth	Nov 14, 2013	n/a	yes	EAGAN, MN	Current employment
K••••••• W••••• A•••••••• I•••••••••	Independent wealth	May 10, 2010	Dec 31, 2010	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• M••••••••• A••••••••• I••	K••••••• W••••• A•••••••• I•••••••••	Jun 1, 2010	May 10, 2010	-22	Firm change	Other

Relationships

Registered with (2)

→ K••••••• W••••• A•••••••• I•••••••••Registered adviserregistration: previous registration
May 10, 2010 to Dec 31, 2010factForm ADV
→ C•••••• M••••••••• A••••••••• I••Registered adviserregistration: previous registration
Feb 1, 2008 to Jun 1, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08cb8b95-600f-50de-2393-b93491e4b1d8
First observed: Feb 1, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.