DFX Intelligence

C••••••••• D• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst15 years in industry

C••••••••• D• W•••

Advisor at A•••• I••••••••• M••••••••• I•••

GREENWICH, CT

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Search this name across graphsid dfx:ria:08cf6400-ebcf-8d43-f8fc-87c10278c80b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 27, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• I••••••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 12, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• I••••••••• M••••••••• I•••	Independent wealth	Aug 17, 2022	n/a	yes	GREENWICH, CT	Current employment
M••••• S••••••	Wirehouse	May 27, 2011	Sep 25, 2015	no	New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	A•••• I••••••••• M••••••••• I•••	Sep 25, 2015	Aug 17, 2022	2,518	Firm change after gap	Wirehouse to RIA

Relationships

Registered with (2)

→ A•••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Aug 17, 2022 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
May 27, 2011 to Sep 25, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08cf6400-ebcf-8d43-f8fc-87c10278c80b
First observed: May 27, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.